DISCIPLINARY COMMITTEES OF INQUIRY

Decisions of the Disciplinary Committee

  • Respondent found guilty or not guilty;
  • If guilty – reprimand/fine to a maximum of N$1 000 per contravention;
  • Withdrawal of a Fidelity Fund Certificate.
  • Summonses and subpoenas are sent to relevant parties to appear;
  • Chairperson and two committee members conduct the proceedings;
  • Case presenter/prosecutor present the cases;
  • Proceedings are mainly inquisitorial;
  • Legal representation is permitted.